Legal Aid Board Zambia

The Legal Aid Board of Zambia is a semi-autonomous government institution that provides legal aid to individuals who cannot afford legal services, ensuring access to justice for the poor and vulnerable. It was established in 2008 by the Legal Aid Act and operates nationwide offering legal assistance in both civil and criminal matters. 

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The Legal Aid Board

Zambia





Community-Based Paralegal Supervision Guidelines



Zambia, 2024

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With technical support from:

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These guidelines were developed with the financial support of the European Union and the German Federal Ministry of Economic Cooperation and Development (BMZ) under the GIZ Enabling Access to Justice, Civil Society Participation and Transparency (EnACT) Programme.








Copyright


Drafted by Daniel S. Libati, Esq. LLB, LLM (UNZA), AHCZ, Consultant


Edited by Charles Dinda, Senior Legal Adviser, Karol Limondin, Chief Adviser, Danish Institute for Human Rights (DIHR), and Innocent Chungu, Planning and Monitoring Officer, Legal Aid Board (LAB)


Published by Legal Aid Board


Lusaka, Zambia


© Legal Aid Board, 2024


All rights reserved.


The sale or commercial use of these Guidelines published by the Legal Aid Board is prohibited. However, these Guidelines can be used for academic, advocacy and research purposes, and by any institution or organisation working with, training or supporting community-based paralegals, provided the producer is credited for the information obtained from this publication.







The Legal Aid Board, Zambia


Address: New Kent Building, P.O Box 32761, Haile Selassie Avenue, Lusaka, Zambia


Telephone: +260-211-256-453/4


Email: info@legalaidboard.org.zm


Website: www.legalaidboard.org.zm






Acknowledgements


The Community-Based Paralegal Supervision Guidelines have been developed through a participatory process facilitated and guided by a consultant and human rights lawyer in the name of Daniel S. Libati, Esq., with further engagement with the Legal Aid Board (LAB) as lead institution, the Deutsche Gesellschaft für Internationale Zusammenarbeit GmbH (GIZ) and the Danish Institute for Human Rights (DIHR). Several institutions and organisations were consulted in the process of developing these Guidelines. The institutions included LAB, Catholic Diocese of Ndola, Caritas Kabwe, Caritas Livingstone, Caritas Mansa, Caritas Monze, Monze District Land Alliance (DLA), National Legal Aid Clinic for Women, Kitwe DLA, Law & Development Association, Legal Resources Foundation, Mansa District Women Development Association, Paralegal Alliance Network, Prisoners’ Future Foundation, Prisons Care & Counselling Association, Undikumbukire Project Zambia, Young Women’s Christian Association (YWCA) Kabwe, YWCA Kitwe, YWCA Lusaka.


The GIZ Enabling Access to Justice, Civil Society Participation and Transparency (EnACT) Programme supported the development of the present Guidelines with the financial support of the European Union and the German Federal Ministry for Economic Cooperation and Development (BMZ). Its contents are the sole responsibility of the LAB and do not necessarily reflect the views of the EU or BMZ.



Acronyms


BMZ – Federal Ministry for Economic Cooperation and Development

CCJP Catholic Commission for Justice and Peace

CSOs – Civil Society Organisations

DIHR – Danish Institute for Human Rights

DLA – District Land Alliance

EnACT – Enabling Access to Justice, Civil Society Participation and Transparency

EU – European Union

GIZ – Deutsche Gesellschaft für Internationale Zusammenarbeit GmbH

LAB – Legal Aid Board

LL.B – Bachelor of Laws

LRF Legal Resources Foundation

LSUs – Legal Services Units

TEVETA – Technical Education, Vocational and Entrepreneurship Training Authority

YWCA – Young Women Christian Association

ZCEA Zambia Civic Education Association




Key Definitions


alternative dispute resolution” includes mechanisms such as mediation, conciliation, negotiation and arbitration aimed at preventing, settling or resolving a dispute.


legal advice” means the provision of advice on a question of the law and includes advice and assistance in the preparation of legal documents for purposes that are not related to any proceedings for which legal aid may be given.


legal aid” means the provision of free or subsidised legal services by legal aid service providers to an eligible person.


Legal aid assistant” means a legal assistant employed by the Legal Aid Board to provide legal aid. A legal aid assistant has right of audience in court within the limits prescribed in the Legal Aid Act, No. 1 of 2021.


Legal Aid Board (LAB)” is the body established by the Legal Aid Act No. 1 of 2021, with the primary duty and mandate to provide, administer, coordinate, regulate and monitor the legal aid scheme in Zambia.


Legal aid counsel” means a legal practitioner employed by the Legal Aid Board to provide legal aid.


legal assistance” means the assistance provided to a person in executing some legal act to protect the person’s rights or in taking some preparatory steps towards doing so in the context of formal court proceedings, including steps that are preliminary or incidental to formal court proceedings, or steps aimed at arriving at, or giving effect to a compromise to avoid or bring to an end formal proceedings, including court-annexed mediation.


legal assistant” means a person who (a) holds a degree in law or other relevant qualification determined by the LAB Board and accredited and recognised by the Zambia Qualifications Authority; and (b) is registered by the Legal Aid Board.


legal education” means the provision of law-related education through the general dissemination of information about the law to the population or specific groups of persons.


legal information” means information on legal rights, responsibilities, procedures, available remedies and how to exercise them.


legal representation” refers to representation before a court, tribunal or administrative body based on a privileged relationship between a practitioner and a client.


legal services” include legal education, legal information, legal advice, legal assistance, legal representation and assistance with alternative dispute resolution.


paralegal” means a person who (a) has successfully completed a training course in paralegal studies level 3, 2 or 1 at university or other higher educational institution, or at another organisation as accredited by the Technical Education, Vocation and Entrepreneurship Training Authority (TEVETA); and (b) is registered by the Legal Aid Board.


legal practitioner” means a person admitted to practice as an advocate under the Legal Practitioners Act.


primary legal aid services” means the provision of legal education, legal information, legal advice and ADR (excluding court-annexed mediation) by a legal aid service provider to an eligible person.


supervisor” means paralegals qualified at level 1 of the TEVETA-approved paralegal training scheme, and affiliated to a Legal Aid Service Provider; legal assistants (LL.B degree holders, or holders of a relevant qualification determined by the LAB Board and accredited and recognised by the Zambia Qualifications Authority), and affiliated to a Legal Aid Service Provider; legal aid assistants from LAB; and legal aid counsel from LAB, or other practitioners in private practice when supervising community-based paralegals.



Background


The Legal Aid Board (LAB) is established under the Legal Aid Act No. 1 of 2021. Its primary duty is to administer a comprehensive legal aid system in Zambia that is accessible, effective, impartial and sustainable. The LAB provides for the granting of legal aid in both civil and criminal matters to persons whose means are insufficient to enable them to pay for legal services. It is also responsible for regulating, overseeing and monitoring the provision of legal aid based on a quality assurance framework and standards. This includes legal aid provided by legal practitioners, legal aid assistants, legal assistants and paralegals.


The LAB has provincial offices in all 10 provinces in Zambia, 8 district offices and 9 Legal Services Units. The LAB further supervises the 26 legal desks based in correctional facilities and police stations (in Lusaka, Southern, Central, Copperbelt and Luapula provinces) with legal aid provided by paralegals and other legal staff. In addition, Civil Society Organisations (CSOs) operate community-based legal desks with legal aid provided by paralegals based in compounds or at chiefdom level.


LSUs, police station and correctional facility legal desks operate under the close and regular supervision of a LAB legal aid counsel. Community-based legal desks are placed under the supervision of legal practitioners, legal assistants or paralegals qualified at level 1 of the Technical Education Vocation and Entrepreneurship Training Authority (TEVETA) approved paralegal training scheme and affiliated to CSOs operating community-based legal desks.

In the past, the Paralegal Alliance Network (PAN) and a number of CSOs produced various reference training and skills manuals, booklets and handbooks, which helped community-based paralegals to carry out their work and assisted CSOs in supervising their work. This included the Paralegal Reference Manual produced by the Legal Resources Foundation (LRF), the Catholic Commission for Justice and Peace (CCJP), the Young Women Christian Association (YWCA) of Zambia and the Zambia Civic Education Association (ZCEA) in 2006, as well as the Paralegal Reference Manual and the Paralegal Practice Skills Manual developed by PAN in 2006 and 2010 respectively.


Building on these prior initiatives, these Guidelines establish minimum standards to assist and guide all community-based paralegal supervisors when supervising legal desks at community level. These guidelines will help community-based paralegal supervisors understand further their roles and responsibilities to ensure performance that supports community-based paralegals and organisational needs.

Finally, the Guidelines at the very end contain an Annex, in the form of a supervision checklist, with an itemised list of topics and steps to be carried out by community-based paralegal supervisors when conducting a supervision visit to a community-based legal desk.


PART I – HOW TO CARRY OUT SUPERVISION


1.0 Introduction to Community-Based Paralegal Supervision Guidelines – Who can supervise community-based paralegals?


Section 20 of the Legal Aid Act, No. 1 of 2021 provides for the ‘scope of practice of a paralegal’. It provides that a registered paralegal shall provide legal services, that the [Legal Aid] Board may determine and that a registered paralegal shall be supervised by a practitioner, a legal assistant or any other person that the [Legal Aid] Board may determine.


In this way, the Act provides for the types of legal services that paralegals can render. The types of services differ depending on the level of the paralegal training completed, as per the TEVETA-approved paralegal training scheme, as follows:


Levels

Types of legal services provided

Level 1 paralegals

  • Full spectrum of primary legal aid services (as per level 2 & 3 paralegals)

  • Legal assistance

Level 2 paralegals

  • Legal education

  • Legal information

  • Legal advice

  • Orientation, referrals and accompaniment

  • Alternative dispute resolution (excluding court-annexed mediation)

  • Mobilise the community and engage with stakeholders

Level 3 paralegals

  • Basic legal education

  • Legal information

  • Orientation, referrals and accompaniment

  • Mediation on less complicated matters (and excluding court-annexed mediation)

  • Mobilise the community and engage with stakeholders


Further on, the Act also provides for the supervision of paralegals by a legal practitioner, legal assistant or any other person as determined by LAB. Most of the community-based paralegals are qualified at level 3 or level 2 of the TEVETA-approved paralegal training scheme. Thus, community-based paralegal supervisors include:

  • Paralegals qualified at level 1 of the TEVETA-approved paralegal training scheme, and affiliated to CSOs;

  • Legal assistants (LL.B degree holders, or holders of a relevant qualification determined by the LAB Board and accredited and recognised by the Zambia Qualifications Authority), and affiliated to CSOs;

  • Legal aid assistants from LAB;

  • Legal aid counsel from LAB, or other practitioners in private practice when supervising community-based paralegals.


In addition, community-based paralegals are also placed under the administrative supervision of the senior management of the CSOs to whom they are affiliated.


1.1 How and when to conduct supervision?


Supervision of community-based paralegals must be conducted in person through regular supervision visits.


Supervision visits should be conducted regularly, at least once a quarter. However, depending on the needs of the community-based paralegal, it may be necessary to conduct such visits more frequently, with two or three visits in a quarter. The determining factor will be the needs of the community-based paralegal.


Supervision visits should be complemented by phone conversations and other forms of communication between community-based paralegals and their supervisor.


1.2 Overall approach and functions of supervision


Supervision is an effective component of paralegal services. During the supervision visits, the supervisor engages with community-based paralegals to improve their performance, based on open, two-way communication and using a problem-solving and team approach.


Supervision is a means of providing advice and support to community-based paralegals as they carry out their work. It is essential for case management, reflection and development of the paralegals.

1.3 Characteristics of a good supervisor


Supervisors should serve as role models, while supervising community-based paralegals. This includes offering support, guidance, constructive feedback and encouraging community-based paralegals to identify solutions. Hence, supervisors must have a good understanding of the work and services provided by community-based paralegals.


Also, a good supervisor is one that structures his or her supervision in such a manner that supports community-based paralegals to handle their matters whilst legally empowering their clients. Thus, the focus should not only be on community-based paralegals handling their matters professionally and efficiently, but as they do, to ensure that their clients become legally empowered. Such a supervisor is one that inculcates accountability in the community-based paralegals, whilst building their capacity and effectiveness.


1.4 Supervision visits


1.4.1 Engagement with community-based paralegals at the desk


A supervision visit should follow the steps below:

  • Review case files handled by the community-based paralegal, based on a sample of minimum 3 to 5 files;

  • Give feedback on the monthly/periodic reports submitted by the community-based paralegal;

  • Discuss challenges faced by the community-based paralegal with justice institutions and other justice actors;

  • Discuss complicated matters handled by the community-based paralegal which require advice/ guidance from the supervisor;

  • Discuss achievements reached by the community-based paralegal;

  • Come up with strategies to address identified challenges and how to manage clients’ and stakeholders’ expectations.


1.4.2 Getting further feedback from clients, referral institutions/organisations and stakeholders


Beyond engagement with the community-based paralegals at the desk, the supervisor should also engage with clients, referral institutions/organisations and stakeholders within the community (including Local Courts and the traditional leadership). This should be done with a view of determining the performance of the community-based paralegals, identifying weaknesses and areas for improvement.


1.4.3 Observing client interviews, mediation and legal education sessions


To better appreciate the work being done by community-based paralegals, the supervisor should sit in and observe client interviews, mediation and legal education sessions. This will provide the supervisor a first-hand opportunity to make their own assessment of the work being done by the community-based paralegal at the desk.


However, care should be taken by the supervisor and the community-based paralegal so as not to frighten the client(s) or create suspicion. In particular, the supervisor must obtain prior consent from the client(s) before observing a client interview or mediation session. The supervisor must also reiterate her/his adherence to ethical standards in the process, including ensuring confidentiality.


1.5 Interface between supervisor and community-based paralegals


When engaging the community-based paralegals, the supervisor’s visit will not only be about providing guidance and support to paralegals but also to pick lessons from paralegals that could be replicated at other community desks. This could extend to approaches and strategies employed by the community-based paralegals in their attendance to clients and resolving their problems.


1.5.1 Reaching out to supervisor for questions and other urgent assistance


In between supervision visits, the supervisor should encourage community-based paralegals to reach out to the supervisor with questions and issues that in their opinion require urgent attention. In so doing, the supervision of paralegals will not take a rigid but rather more fluid and practical approach that ultimately will be to the benefit of the paralegal’s clients.


1.5.2 Regular catch ups or check-ins with supervisor


The supervisor should encourage the community-based paralegals to regularly catch up and check-in with the supervisor, to ensure a constant and reliable flow of communication between the supervisor and paralegals.


1.5.3 Reporting by community-based paralegals to supervisor/CSO


In between supervision visits, the supervisor should ensure that community-based paralegals submit regular reports of their work to the supervisor and organisation within which they are operating, using the reference reporting template (if any). This may include monthly as well as quarterly and/or yearly reports depending on the CSO to whom the paralegal is affiliated. Where need arise, the supervisor should provide further guidance to community-based paralegals on how to fill in the reports.


1.5.4 Refresher training, group meetings and other similar initiatives (where possible)


The supervisor should conduct and advocate for comprehensive orientation sessions for new community-based paralegals, ensuring they understand their roles and responsibilities.


Further, the supervisor is encouraged to conduct and lobby for ongoing professional development opportunities to enhance community-based paralegals' skills. In this process, supervisors should collaborate with training institutions and CSOs working with community-based paralegals. This should extend to group meetings, mobile legal aid clinics and legal awareness events where possible.


1.6 Actionable tips for managing underperforming community-based paralegals


The supervisor should ensure that the community-based paralegal has a job description (or similar) in place, with clearly laid out expectations and standards.


In the event that a community-based paralegal is working below expectations and standards, the supervisor should:

  • Analyse the reasons and make a diagnostic;

  • Determine most appropriate course of action i.e. re-orientation, inhouse training, exchange visit or on-boarding;

  • Report to and discuss it further with the CSO management.


PART II – AREAS OF SUPERVISION


2.1 Duties and obligations performed by paralegals


Supervisors must bring the following duties and obligations to the attention of the community-based paralegals including during supervision visits.



2.2 Diligence, honesty and client care


A paralegal must exercise diligence in the provision of legal aid services, acting professionally and providing prompt and accurate services to clients. In so doing a paralegal shall not solicit, offer or accept any inducement, gift, reward, benefit or other forms of consideration or compensation, whether direct or indirect, in relation to the legal aid provided.


2.3. Disclosure of information


A paralegal is expected at all material times to give full disclosure of information that may be requested by the client.


2.4. Impartiality, non-discrimination and avoid harassment


A paralegal must be conscious of the need to be impartial in carrying out duties.


2.5. Conflict of interest


A paralegal must declare interest in a matter where conflict of interest arises.


2.6. Confidentiality


A paralegal must preserve the confidentiality of a client’s affairs.


2.7. Integrity and ethics


A paralegal must refrain from aiding, encouraging or engaging in any act of dishonesty. Further, a paralegal must refrain from aiding or encouraging a client to engage in any act that violates the law or avoid punishment.


2.8. Security protocols at court, police station or post, and correctional facility (where applicable)


The supervisor should insist that paralegals exercise care when following up matters at the courts, police stations/posts or at a correctional facility. These institutions have distinct rules, regulations and practices in relation to their specific and unique mandates, which paralegals should keep in mind throughout their handling of cases that involve those institutions.


As such, there is need for the paralegals to first understand how these institutions work, before engaging them. The supervisor should stress the need for paralegals to adhere to security and other protocols in place at court, police station/post or correctional facility, when engaging those institutions.


2.9. Responsiveness of community-based paralegals to the specific needs of vulnerable groups


The supervisor should remind community-based paralegals to be alert and alive to the fact that not all the clients that will present themselves to their desks are the same. To that end, the supervisor will need to urge the community-based paralegals not to apply a one size fits all approach.


In particular, paralegals should pay attention to the specific needs of vulnerable groups, including persons with disabilities, children, the elderly, victims of sexual, domestic or gender-based violence, persons living with HIV or other severe chronic diseases, remanded persons or otherwise deprived of liberty, refugees, migrants, internally displaced persons, asylum-seekers, among others.

2.9.1. When engaging and mobilising communities and stakeholders


Community-based paralegals should be sensitive to the needs of vulnerable groups, including women, children and persons with disabilities, for paralegals to better respond to specific needs and situations. The supervisor should therefore check whether community-based paralegals:

  • Identify and understand the legal issues faced by women, children and persons with disabilities in that community, and the obstacles they encounter when trying to access the legal desk;

  • Whether community-based paralegals are proactive in reaching out to women, children and persons with disabilities, so they can receive legal aid.


2.9.2. When conducting client interviews / meetings with women, children and persons with disabilities


Community-based paralegals should ensure meaningful access to legal aid for women, children and persons with disabilities. The supervisor should be emphatic with the need for the paralegals to take the following into account when dealing with these vulnerable groups of clients:

  • When receiving a woman, community-based paralegals should consider asking if she would prefer to speak to a female paralegal (as most legal desks have a gender balanced team of paralegals). This is to ensure that female clients are comfortable with sharing all aspects of the legal problems that they are faced with. During client interviews, paralegals should provide gender sensitive legal aid, ensuring discriminations and practices infringing on women’s rights are not encouraged or supported;

  • When dealing with child clients, community-based paralegals need to make sure that a safe space is created for the child to be able to open up about his or her legal problem. Paralegals must provide age appropriate legal aid, providing legal information in simple language and not using professional terminology that a child may not understand. Importantly, the paralegal must ensure that the child’s legal problem is kept confidential in the best interests of the child;

  • When handling clients with disabilities, community-based paralegals should provide disability sensitive legal aid. Paralegals should be careful to use acceptable language when referring, should they need to, to the disability of the client. Paralegals should not only be patient but also accommodative of the client. Paralegals should liaise with specialised CSOs whenever further information on disability rights is required, or when specialised services are needed (such as sign language interpretation).


2.10. Responsiveness of community-based paralegals to diversity, equity and inclusion


2.10.1. When handling clients of different cultures


Community-based paralegals should be mindful of and sensitive to the cultural backgrounds and practices of the individuals they are interacting with. This involves several key aspects such as understanding cultural differences, respecting cultural norms, effective communication, avoiding stereotypes and biasness, cultural competence, and inclusive practices.


Incorporating cultural consideration into professional practice helps build trust, improve interactions, and ensure that services or support are equitable and respectful to all clients, regardless of their cultural background.


2.10.2. When handling clients with different educational levels


Community-based paralegals must adjust the complexity of language and explanations to suit the educational background of the individuals they are in contact with. For instance, using simpler language and avoiding jargon when communicating with someone with limited literacy, or providing more detailed and technical information to someone with a higher level of education. Community-based paralegals should show patience and respect regardless of an individual's educational background. Similarly, they should avoid making assumptions about a person’s abilities or worth based on their level of education.


2.11. Key areas of practice for community-based paralegals


LAB aims at ensuring effective supervision, high quality legal services and a positive working environment at the community-based legal desks.

2.11.1. Mobilising communities and stakeholders


The supervisor should check whether paralegals mobilised and introduced themselves to their community and local stakeholders, providing information about:

  • Their role as community-based paralegals;

  • The type of paralegal services and help they can provide;

  • Their location, and the days of the week and times when community members can access paralegal services.


Mobilisation involves bringing the community and local stakeholders together. The supervisor should discuss with community-based paralegals how they conduct mobilisation, such as during public meetings in the community, using radio programmes, through contacts and engagement with local stakeholders, and other channels.


The supervisor should remind community-based paralegals of the fact that they will not be able to resolve all problems in the community. Thus, paralegals must manage expectations, informing communities about the limitations of paralegal work so that their intervention will not disappoint or cause dissatisfaction in the community.


2.11.2. Collaboration measures/strategies


The supervisor should ensure that community-based paralegals actively and effectively collaborate and engage with relevant institutions and organisations in their community. This may include other CSOs, justice institutions, local government, traditional leaders, faith-based organisations, community representatives and other stakeholders, as well as correctional facilities, police stations or posts, and courts.


Paralegals should maintain open and regular communication with such stakeholders. This will foster a collaborative and supportive environment for the legal desk to operate in, based on effective coordination and teamwork.


2.11.3. Conducting legal education


The supervisor should encourage paralegals to conduct legal education sessions within their community. Legal education empowers community members to learn and use the law to protect and promote their rights. Sessions should be used to:

  • Educate the community on the law (both statutory and applicable customary law) focusing on legal issues that are relevant in the community; and

  • Advertise the existence of the community-based legal desk and the services provided there.


The supervisor should ensure that community-based paralegals use participatory methods when conducting legal education, allowing for discussion, questions and exchanges with participants.

2.11.4. Providing legal information


Community members approach paralegals for different reasons with different levels of knowledge of the law. Supervisors should ensure that community-based paralegals provide accurate information on what the law or custom says and who is competent to deal with that issue, when approached by clients seeking information on a particular legal issue. Supervisors should ensure that the correct information is being sent out in communities.


2.11.5. Conducting mediation


In matters that are not complex, community-based paralegals may be encouraged to conduct informal mediation as a form of resolving problems brought to their desks. In doing so, the supervisor should emphasise that community-based paralegals can only mediate in matters that are not complex.


In so doing, the supervisor should guide community-based paralegals on the use of good mediation tips such as listening to both sides, being impartial and avoiding favouring either of the sides, and most importantly assisting both sides to arrive at a mutually acceptable agreement.


2.11.6. Providing legal advice (only applicable to paralegals level 2 and 1)


To start with, the supervisor will need to remind community-based paralegals that legal advice can only be provided by paralegals qualified at level 2 or 1 of the TEVETA-approved paralegal training scheme; it cannot be provided by paralegals level 3.


The supervisor should verify that community-based paralegals, when conducting client interviews, start with understanding and analysing the problem faced and legal issue(s) involved in the matter brought by the client. Once this is done, the supervisor should guide paralegals on how best to explain the law, the rights, remedies available to the client, and ultimately how best the problem faced can be resolved and possible next steps. In so doing, the supervisor should remind community-based paralegals about the steps and skills required to conduct client interviews in a professional manner.


The supervisor should remind community-based paralegals to seek support from their supervisor in relation to the provision of legal advice whenever necessary, and that they should refer matters that exceed their competencies and skills.


2.11.7. Conducting legal assistance (including drafting) (only applicable to paralegals level 1)


To start with, the supervisor will need to remind community-based paralegals that legal assistance can only be provided by paralegals qualified at level 1 of the TEVETA-approved paralegal training scheme; it cannot be provided by paralegals level 2 or 3.


The supervisor will need to guide the paralegal on the various ways in which the paralegal can aid the client with a view of arriving at a solution for the client’s problem. In this way, the supervisor should emphasise the use of drafting documents or letters under proper supervision, navigating the justice system, conducting negotiations and ultimately referring the client to a legal practitioner for further action including taking the case to court.


2.11.8. Carrying out orientation, referral and accompaniment


The supervisor should remind community-based paralegals that it is not all problems that are brought to them that they will be able to resolve. The supervisor should ensure the community-based paralegals know and make use of the different options available to the client by way of orientation or referral. In so doing, the supervisor should verify that community-based paralegals identify the appropriate institutions or organisations for clients to receive the required assistance, and that they explain to the client why and where he or she is being oriented or referred. In the case of a referral, paralegals should fill in a referral form or letter.


The supervisor should check whether community-based paralegals accompany vulnerable clients who may not be able to go to the designated or referral institution by themselves. Such clients may include persons with disabilities, children, elderly or women, depending on the type and circumstances of the matter.


2.11.9. Managing a legal desk


The supervisor should emphasise to community-based paralegals key aspects of the proper management of a legal desk. These aspects include, among others:

  • Adherence to ethical standards, including ensuring confidentiality;

  • Accurate record-keeping and documentation for each matter handled by the paralegal team;

  • Adherence to the financial and administrative procedures and standards of the CSO to whom paralegals are affiliated; and

  • Proactiveness in identifying and addressing issues that may affect the smooth operation and reputation of the community desk.


2.11.10. Number of clients attended to by community-based paralegals/desk per month


The supervisor should verify that community-based paralegals attend to a relevant number of clients every month.


Should this number be considered as low, the supervisor should check and discuss possible measures taken or strategies put in place by the community-based paralegals to ensure that the legal desk is recognised and that services provided by paralegals are known and supported by the community and stakeholders.


PART III CHECKLIST


Please find attached to these Guidelines.

PART III – CHECKLIST


Date of Visit

Name of Supervisor

Name of Organisation Operating the Legal Desk

Place / Community where Legal Desk is Located

Name of Community-Based Paralegal(s)





1.

2.



No.

MAIN TOPIC

SUB-TOPIC

DONE OR NOT

(Mark YES if done, or NO if not done)

SUPERVISOR’S COMMENTS

FEEDBACK FROM PARALEGAL(S)

1.

SupervisION visits


Has the supervisor visited the community-based legal desk and engaged directly with paralegals at the desk?




Has the supervisor collected further feedback from clients, referral institutions / organisations and stakeholders?




Has the supervisor observed client interviews, mediation and/or legal education sessions?




No.

MAIN TOPIC

SUB-TOPIC

DONE OR NOT

(Mark YES if done, or NO if not done)

SUPERVISOR’S COMMENTS

FEEDBACK FROM PARALEGAL(S)

2.

Interface between supervisor and community-BASED paralegals

Are community-based paralegals reaching out to supervisor for questions and other urgent assistance? (between supervisory visits)




Do community-based paralegals have regular catch ups or check-ins with supervisor?




Are community-based paralegals submitting regular reports to supervisor/CSO? (monthly, quarterly and/or yearly depending on the CSO)






AREAS OF SUPERVISION

No.

MAIN TOPIC

SUB-TOPIC

To which extent community-based paralegals at the desk fulfil their duties and obligations when providing services, in relation to:


PERFORMANCE

LEVEL (1 to 5)

1: Unsatisfactory

2: Needs improvement

3: Satisfactory

4: Good

5: Excellent

SUPERVISOR’S COMMENTS

FEEDBACK FROM PARALEGAL(S)

3.

Duties and obligations PERFORMED by paralegals

(Please refer to:

1. The LAB Community-Based Paralegal Supervision Guidelines, and

2. The applicable Legal Aid Regulations for Registered Paralegals / Code of Conduct,

for more details on duties and obligations to be fulfilled by

paralegals)

  • Diligence, honesty and client care?





  • Disclosure of information?





  • Impartiality, non-discrimination and avoid harassment?





  • Avoid conflict of interest?





  • Confidentiality?





  • Integrity and ethics?






No.

MAIN TOPIC

SUB-TOPIC

To which extent community-based paralegals at the desk respond to the specific needs of the following vulnerable groups?


PERFORMANCE

LEVEL (1 to 5)

1: Unsatisfactory

2: Needs improvement

3: Satisfactory

4: Good

5: Excellent

SUPERVISOR’S COMMENTS

FEEDBACK FROM PARALEGAL(S)

4.

Responsiveness of paralegals to the specific needs of vulnerable groups

(Please refer to the LAB Community-Based Paralegal Supervision Guidelines for more details on service provision towards vulnerable groups)

  • In relation to women?







  • In relation to children?







  • In relation to persons with disabilities?







No.

MAIN TOPIC

SUB-TOPIC

To which extent do community-based paralegals at the desk provide the following services/tasks satisfactorily?


PERFORMANCE

LEVEL (1 to 5)

1: Unsatisfactory

2: Needs improvement

3: Satisfactory

4: Good

5: Excellent

SUPERVISOR’S COMMENTS

FEEDBACK FROM PARALEGAL(S)

5.

Key areas of practice for paralegals

(Please refer to the LAB Community-Based Paralegal Supervision Guidelines for more details on how the following services/tasks should be provided by community-based paralegals)

  • When mobilising communities and stakeholders?





  • In the collaboration measures/strategies used by community-based paralegals?





  • When conducting legal education?





  • When providing legal information?





  • When conducting mediation? (restricted to basic mediation if conducted by paralegals level 3)




  • When providing legal advice? (only applicable to paralegals level 2 and 1)




  • When carrying out orientation, referral and accompaniment?





  • When managing a legal desk?





  • In terms of the number of clients attended to by community-based paralegals/desk per month?






Bibliography


  • The Legal Aid Act, No. 1 of 2021

  • National Legal Aid Policy, Republic of Zambia, 2018

  • Syllabus for Skills Award in Paralegal Studies for Level III Paralegals, Chart No. 310, Curriculum Development Unit, Technical Education, Vocational and Entrepreneurship Training Authority (TEVETA), 2018.
















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These guidelines were developed with the financial support of the European Union and the German Federal Ministry of Economic Cooperation and Development (BMZ) under the GIZ Enabling Access to Justice, Civil Society Participation and Transparency (EnACT) Programme. The contents of the guidelines are the sole responsibility of LAB and do not necessarily reflect the views of the EU or BMZ.

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